Investigation number
RO-2019-012
Occurrence date
Location
Gunnedah
State
New South Wales
Report release date
Report status
Final
Investigation level
Short
Investigation type
Occurrence Investigation
Investigation phase
Final report: Dissemination
Investigation status
Completed
Occurrence category
Incident
Highest injury level
None

Safety summary

What happened

On 10 June 2019, NSW Trains were operating a passenger service between Werris Creek and Moree. This service consisted of a two car Xplorer service designated as NP43.

At 1558[1] service NP43 departed Werris Creek for Moree in the Down[2] direction. This service departed 13 minutes late due to the late arrival of service NP23 to Werris Creek. These services were operating to a modified timetable as a result of track work near Muswellbrook.

At 1636 the driver of NP43 contacted the North Panel Network Controller (NC), located at ARTC’s North Control Centre, Broadmeadow to advise that NP43 was at Gunnedah station. During the communication the NC advised there was a train ahead, after that they should get the signal to proceed. Between 1639 and 1642 a coal service designated NB933 travelled in an Up direction and entered the Gunnedah loop line north, locally referred to as the ‘Gunnedah Long Loop’.

At 1643 NP43 departed Gunnedah after signal GH7 indicated a proceed indication.

At 1645 NP43 passed signal GH19 with a yellow Caution indication. This signal is located on the right hand side in the direction of travel at 478.100km[3].

At 1646 the NC contacted the driver of NP43 to confirm that NP43 had passed the Gunnedah Long Loop, with the driver confirming he had passed the long loop. The NC acknowledged the driver’s message and advised, ‘shouldn’t be too long and that signal should set up for you’.

At 16:46:28 NP43 passed signal GH23 at Stop, located at 480.028km and entered the Whitehaven Coal Loop siding at approximately 110km/hr. The train stopped approximately 400m into the coal loop (see Figure 1 for incident location). The driver stated when he did see signal GH23 at Stop, he initiated an emergency brake application, but was unable to stop prior to points 55.

The driver of NP43 contacted the NC to advise of the signal passed at danger (SPAD), confirming that the signal was at Stop, however it was not visible to the driver due to sun glare.

The driver was checked by the Passenger Service Supervisor (PSS) as fit to continue. The NC then made arrangements for the driver of NP43 to change ends and return to the main line. NP43 was cleared to continue north, with the driver accompanied by the PSS for the remainder of the journey. The driver of NP43 was breath tested by NSW Police on arrival at Narrabri, returning a negative blood alcohol reading.

There were three reported injuries from increased lateral forces as a result of NP43 traversing points 55, in excess of the maximum track speed of 50km/hr for the points.

Figure 1: Gunnedah signal location

Figure 1: Gunnedah signal location. Source: ARTC. Modified and annotated by ATSB

Source: ARTC. Modified and annotated by ATSB

Safety analysis

The late running of NP43 and time of the year meant the sun was lower than the driver was expecting or reportedly had previously seen. The driver last operated this route one month prior to this occurrence.

The position of the sun aligned directly with the path of NP43, likely reducing the safe sighting distance to within 100m of signals GH19 and GH23. The driver reported that the sun was reflecting from the stainless steel coal wagons parked in the Gunnedah long loop. This may have distracted the driver from sighting signal GH19. The driver reported wearing sunglasses and utilising the cab blind in an effort to block the sun, but reported his visibility was still affected.

The driver reported he knew the location of signal GH19, however did not see the signal on passing and continued at track speed. The driver also reported never seeing signal GH19 with a Caution indication in the previous 12 years, which likely influenced the driver continuing at track speed.

A site inspection completed the following day confirmed the position of the sun would have affected the driver’s visibility of the signal aspects for GH19 and GH23 (see Figure 2). This inspection was completed at the same time in similar weather conditions to the previous day.

Figure 2: Signal sighting at approximately 100m and 30m to GH19 and GH23

Figure 2: Signal sighting at approximately 100m and 30m to GH19 and GH23. Source: ARTC. Annotated by ATSB.

Source: ARTC. Annotated by ATSB.

The NC had set signal GH23 to Stop to protect the Up movement of a coal train into the sidings at Emerald Hill. With signal GH23 at Stop, points 55 were set in the reverse position in order to direct rail traffic travelling in the Down direction into the Whitehaven Coal Loop siding. Signal GH19 was set at Caution as signal GH23 was at Stop. The driver of NP43 was not aware of the Up movement at Emerald Hill and was not expecting signal GH23 to be at Stop, having not seen signal GH19.

The driver of NP43 was contacted by the NC after passing the end of the long loop as part of the requirement to block work[4] in this section of track. This call was made after NP43 had passed signal GH19. Although the call from the NC was made when NP43 was approaching signal GH23, it is unlikely the call from the NC distracted the driver from sighting signal GH23 at Stop.

The driver reported throwing the radio handset aside on sighting the signal at Stop, therefore it is possible the driver did not hear or comprehend the NC stating ‘shouldn’t be too long and that signal should set up for you’. It takes approximately 500m to stop a two car Xplorer from 115km/hr in emergency braking mode, therefore it is unlikely NP43 would have been able to stop prior to points 55.

The maximum sign posted speed for points 55 is 50km/hr. The speed NP43 traversed the points created lateral forces which resulted in the following:

  • a passenger being struck by a falling bag
  • the Senior Passenger Attendant (SPA) being struck with items stored in the buffet
  • the PSS being thrown from their seat in the rear car and striking their head, requiring first aid.

It is a requirement for a driver to be accompanied by a qualified worker following an incident until the driver is relieved[5]. If the qualified worker doubts the ability of the driver to safely operate the train, they must tell the NC and secure the train. The qualified worker in this case was the PSS as the SPA cannot perform the role of a qualified worker. Given the PSS received a minor head injury, the potential effectiveness of their assessing and monitoring the safe operation of the train could have been limited. The driver could, however, monitor the PSS post incident.

The health and fatigue of the driver were assessed and it was considered these did not contribute to this occurrence.

Findings

These findings should not be read as apportioning blame or liability to any particular organisation or individual.

  • The driver of NP43 was not aware that signal GH23 was at Stop and continued at track speed after passing signal GH19 without seeing the signal indication.
  • The driver's vision of the signals GH19 and GH23 was likely impaired due to the position of the sun. The sun reflecting off the side of the coal wagons prior to signal GH19 possibly further impaired the driver's vision. Under these conditions the driver did not suitably adjust the speed of the train to allow for safe sighting of the signal.
  • The NC set the route so that GH23 was at Stop to allow for an Up movement of a freight train into Emerald Hill Loop.
  • The driver was qualified and had frequently operated passenger trains through this section. In the previous 12 years, the driver reported not sighting GH19 at Caution. This likely influenced the driver to continue after not seeing the signal indication.
  • The driver of NP43 was not distracted by other activities or the requirement to block work within this section of track.

Purpose of safety investigations

The objective of a safety investigation is to enhance transport safety. This is done through:

  • identifying safety issues and facilitating safety action to address those issues
  • providing information about occurrences and their associated safety factors to facilitate learning within the transport industry.

It is not a function of the ATSB to apportion blame or provide a means for determining liability. At the same time, an investigation report must include factual material of sufficient weight to support the analysis and findings. At all times the ATSB endeavours to balance the use of material that could imply adverse comment with the need to properly explain what happened, and why, in a fair and unbiased manner. The ATSB does not investigate for the purpose of taking administrative, regulatory or criminal action.

Terminology

An explanation of terminology used in ATSB investigation reports is available here. This includes terms such as occurrence, contributing factor, other factor that increased risk, and safety issue.

Publishing information

Released in accordance with section 25 of the Transport Safety Investigation Act 2003

Published by: Australian Transport Safety Bureau

© Commonwealth of Australia 2019

Ownership of intellectual property rights in this publication

Unless otherwise noted, copyright (and any other intellectual property rights, if any) in this report publication is owned by the Commonwealth of Australia.

Creative Commons licence

With the exception of the Coat of Arms, ATSB logo, and photos and graphics in which a third party holds copyright, this publication is licensed under a Creative Commons Attribution 3.0 Australia licence.

Creative Commons Attribution 3.0 Australia Licence is a standard form licence agreement that allows you to copy, distribute, transmit and adapt this publication provided that you attribute the work.

The ATSB’s preference is that you attribute this publication (and any material sourced from it) using the following wording: Source: Australian Transport Safety Bureau

Copyright in material obtained from other agencies, private individuals or organisations, belongs to those agencies, individuals or organisations. Where you wish to use their material, you will need to contact them directly.

__________

  1. The 24hr-clock is used in this report and referenced from Australian Eastern Standard Time (AEST).
  2. The Down direction refers to the direction of travel for trains heading away from Sydney, the Up direction refers to trains heading towards Sydney.
  3. The kilometre distance is given as the distance from Platform 1, Central Station Sydney, New South Wales.
  4. Block working, is a method of train control used to prevent rail traffic from entering a block which is occupied by another train. At the time of the incident NP43 was required to block work through this area in accordance ARTC ANSY 512.
  5. NSW Trains, NTOSP14.
Train Details
Train number
NP43
Train damage
Nil
Departure point
Werris Creek, NSW
Rail occurrence type
SPAD (signal passed at danger)
Destination
Moree, NSW
Rail Operator
NSW Trains
Rail Operation Type
Passenger service